Filed April 11, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
UNION BANK & TRUST COMPANY1+ years Service code 12 PO BOX 82535 · LINCOLN, NE 685012535 | Recordkeeping fees; Investment manage... | $470,979 |
MATRIX CLEARANCE AND SETTLEMENT1+ years Filed as: MATRIX CLEARENCE AND SETTLEMENT Service code 33 100 17TH STREET, STE 300 · DENVER, CO 80202 | Sub-transfer agency fees; Securities ... | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,837 | $75,760-51.4% | $123,105-70.1% | $59,188-37.8% |
| Participation rate | 95.1% | 86.0%+9.0pp | 86.8%+8.3pp | 69.4%+25.6pp |
| Annual return | -0.33% | 2.93%-3.3pp | 13.22%-13.5pp | 5.51%-5.8pp |
| Employer contribution / active EE | $2,339 | $3,415-31.5% | $5,151-54.6% | $2,098+11.5% |
| Participant deferral / active EE | $2,612 | $5,000-47.8% | $6,229-58.1% | $3,265-20.0% |
| Admin fee / account holder | $114 | $61+87.3% | $9,014-98.7% | $92+23.4% |