Filed April 11, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
UNION BANK & TRUST COMPANY3+ years Service code 12 PO BOX 82535 · LINCOLN, NE 685012535 | Recordkeeping and information managem... | $251,919 |
MATRIX CLEARANCE AND SETTLEMENT3+ years Filed as: MATRIX CLEARENCE AND SETTLEMENT Service code 33 100 17TH STREET, STE 300 · DENVER, CO 80202 | Securities brokerage; Sub-transfer ag... | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,452 | $89,274-53.6% | $149,718-72.3% | $77,958-46.8% |
| Participation rate | 96.4% | 87.6%+8.8pp | 87.1%+9.4pp | 71.6%+24.8pp |
| Annual return | 20.07% | 20.36%-0.3pp | 1501.63%-1481.6pp | 20.87%-0.8pp |
| Employer contribution / active EE | $1,980 | $3,727-46.9% | $5,445-63.6% | $2,310-14.3% |
| Participant deferral / active EE | $3,042 | $5,382-43.5% | $6,569-53.7% | $3,537-14.0% |
| Admin fee / account holder | $50 | $240-79.1% | $11,283-99.6% | $97-48.4% |