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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 P.O. BOX 219153 · KANSAS CITY, MO 641219153 | Advisory (Plan) | $95,496 |
UBS FINANCIAL SERVICES INC3+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 | Advisory (Participants) | $93,655 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-5674085 | Advisory (Participants) | $74,620 |
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $54,429 |
BRAGG FINANCIAL ADVISORS3+ years Service code 26 1031 SOUTH CALDWELL ST, #200 · CHARLOTTE, NC 28203 | Advisory (Participants) | $43,940 |
CORNERCAP INVESTMENT COUNSEL2 years Service code 26 · EIN 62-1417768 | Advisory (Participants) | $32,796 |
Filed as: CHARLES SCHWAB Service code 26 2423 E LINCOLN DRIVE · PHOENIX, AZ 85016 | Advisory (Participants) | $24,635 |
THE WADSWORTH GROUP3+ years Service code 26 122-A ST. ALBANS LANE · DAVIDSON, NC 28036 | Advisory (Participants) | $23,569 |
SUNTRUST BANKS, INC.3+ years Filed as: SUNTRUST ADVISORY SERVICES, INC. Service code 26 4777 SHARON ROAD, 2ND FLOOR · CHARLOTTE, NC 28210 | Advisory (Participants) | $20,988 |
Service code 17 1845 WALNUT STREET, 14TH FLOOR · PHILADELPHIA, PA 19103 | Pension Consulting | $18,589 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $366,581 | $52,303+600.9% | $178,510+105.4% | $73,415+399.3% |
| Participation rate | 83.7% | 65.3%+18.4pp | 81.9%+1.8pp | 72.2%+11.5pp |
| Annual return | 47.04% | 34.76%+12.3pp | 151.13%-104.1pp | 59.30%-12.3pp |
| Employer contribution / active EE | $11,614 | $1,737+568.8% | $5,011+131.7% | $2,234+419.9% |
| Participant deferral / active EE | $6,906 | $2,334+195.9% | $5,202+32.7% | $3,806+81.4% |
| Admin fee / account holder | $870 | $127+583.0% | $13,988-93.8% | $158+450.9% |