Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 7-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEAMERICA RETIREMENT SERVICES LLC Service code 15 · EIN 46-5378846 | Recordkeeping | $443,396 |
CREATIVE PLANNING LLC3 years Filed as: CREATIVE PLANNING, LLC Service code 16 · EIN 43-1270780 | Consulting | $269,500 |
Filed as: MERRILL LYNCH Service code 26 · EIN 13-5674085 | Advisory (Participants) | $148,041 |
UBS FINANCIAL SERVICES INC7+ years Filed as: UBS FINANCIAL SERVICES Service code 26 · EIN 13-2638166 | Advisory (Participants) | $70,751 |
BRAGG FINANCIAL ADVISORS7+ years Service code 26 1031 SOUTH CALDWELL ST, #200 · CHARLOTTE, NC 28203 | Advisory (Participants) | $59,947 |
SUNTRUST BANKS, INC.7+ years Filed as: SUNTRUST ADVISORY SERVICES, INC. Service code 26 4777 SHARON ROAD, 2ND FLOOR · CHARLOTTE, NC 28210 | Advisory (Participants) | $47,609 |
MORGAN STANLEY SMITH BARNEY7+ years Filed as: MORGAN STANLEY WEALTH MANAGEMENT Service code 26 · EIN 26-4310632 | Advisory (Participants) | $43,761 |
Service code 26 1838 SIR TYLER DRIVE, SUITE 102 · WILMINGTON, NC 28405 | Advisory (Participants) | $40,225 |
TD AMERITRADE, INC.7+ years Service code 26 · EIN 47-0533629 | Advisory (Participants) | $29,249 |
Filed as: CAROLINA CAPITAL CONSULTING Service code 27 · EIN 56-1879090 | Advisory (Plan) | $19,134 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $128,954 | $53,204+142.4% | $155,556-17.1% | $200,096-35.6% |
| Participation rate | 76.9% | 64.1%+12.8pp | 78.2%-1.3pp | 72.0%+4.9pp |
| Annual return | 30.96% | 41.02%-10.1pp | 64.84%-33.9pp | 34.26%-3.3pp |
| Employer contribution / active EE | $5,398 | $1,850+191.8% | $4,675+15.5% | $3,038+77.7% |
| Participant deferral / active EE | $4,174 | $3,163+31.9% | $5,631-25.9% | $5,090-18.0% |
| Admin fee / account holder | $287 | $186+54.3% | $15,885-98.2% | $269+6.4% |