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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4+ years Service code 55 · EIN 26-4310632 | Other Commissions | $35,864 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,000 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,195 | $42,810+7.9% | $169,452-72.7% | $55,725-17.1% |
| Participation rate | 97.3% | 64.7%+32.6pp | 77.8%+19.5pp | 70.9%+26.4pp |
| Annual return | 0.58% | -3.61%+4.2pp | 1.83%-1.3pp | 244.93%-244.4pp |
| Employer contribution / active EE | $1,518 | $1,402+8.3% | $4,157-63.5% | $2,078-27.0% |
| Participant deferral / active EE | $9,462 | $3,141+201.2% | $5,277+79.3% | $3,356+182.0% |
| Admin fee / account holder | $9 | $106-92.0% | $9,110-99.9% | $115-92.6% |