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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3+ years Service code 55 · EIN 26-4310632 | Other Commissions | $23,530 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,425 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,729 | $46,966-6.9% | $185,117-76.4% | $69,631-37.2% |
| Participation rate | 97.1% | 65.3%+31.8pp | 77.3%+19.8pp | 70.7%+26.4pp |
| Annual return | 39.78% | 22.36%+17.4pp | 40.50%-0.7pp | 27571.02%-27531.2pp |
| Employer contribution / active EE | $1,555 | $1,360+14.3% | $4,182-62.8% | $2,032-23.5% |
| Participant deferral / active EE | $8,669 | $3,017+187.4% | $5,045+71.8% | $3,224+168.9% |
| Admin fee / account holder | $8 | $94-91.7% | $8,159-99.9% | $110-92.9% |