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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Service code 55 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Commissions | $41,733 |
Service code 37 · EIN 04-2647786 | Loan Processing | $2,650 |
Filed as: MERRILL LYNCH PIERCE FENNER & SMIT Service code 61 · EIN 13-5674085 | Finders' fees / placement fees | $0 |
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,569 | $88,324-6.5% | $115,038-28.2% | $55,191+49.6% |
| Participation rate | 93.9% | 72.5%+21.4pp | 81.4%+12.6pp | 69.2%+24.8pp |
| Annual return | -0.33% | 6.30%-6.6pp | 26.14%-26.5pp | 10.78%-11.1pp |
| Employer contribution / active EE | $3,244 | $2,805+15.7% | $4,608-29.6% | $1,899+70.9% |
| Participant deferral / active EE | $10,805 | $5,042+114.3% | $6,026+79.3% | $3,046+254.7% |
| Admin fee / account holder | $3 | $105-96.7% | $8,175-100.0% | $91-96.2% |