Filed December 29, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $65,736 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL SECURITIES, LLC Service code 55 | Other Commissions | $24,664 |
NOVA 401(K) ASSOCIATES3+ years Service code 13 · EIN 20-1181458 10777 NW FREEWAY · HOUSTON, TX 77092 | Contract Administrator | $22,721 |
Filed as: PENSIONMARK SECURITIES Service code 55 · EIN 84-0467907 24 E COTA STREET · SANTA BARBARA, CA 93101 | Other Commissions | $5,300 |
CAPFINANCIAL PARTNERS LLC3+ years Filed as: CAPFINANCIAL SECURITIES LLC Service code 55 4208 SIX FORKS ROAD · RALEIGH, NC 27609 | Other Commissions | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $24,744 | $69,305-64.3% | $82,313-69.9% | $69,631-64.5% |
| Participation rate | 90.6% | 80.3%+10.3pp | 76.9%+13.7pp | 70.7%+19.9pp |
| Annual return | 16.12% | 21.47%-5.3pp | 25.88%-9.8pp | 27571.02%-27554.9pp |
| Employer contribution / active EE | $696 | $1,887-63.1% | $2,428-71.3% | $2,032-65.8% |
| Participant deferral / active EE | $2,474 | $3,568-30.7% | $3,706-33.3% | $3,224-23.3% |
| Admin fee / account holder | $208 | $97+114.3% | $5,608-96.3% | $110+88.6% |