Filed December 29, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $80,836 |
Filed as: PENSIONMARK SECURITIES LLC Service code 55 | Other Commissions | $35,640 |
NOVA 401(K) ASSOCIATES6+ years Service code 13 · EIN 20-1181458 10777 NW FREEWAY · HOUSTON, TX 77092 | Contract Administrator | $24,586 |
Service code 27 25 E COTA ST. STE. 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $5,627 |
Filed as: PENSIONMARK SECURITIES Service code 55 · EIN 84-0467907 24 E COTA STREET · SANTA BARBARA, CA 93101 | Other Commissions | $0 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $35,779 | $111,608-67.9% | $177,821-79.9% | $73,409-51.3% |
| Participation rate | 94.5% | 87.9%+6.6pp | 87.7%+6.7pp | 72.2%+22.3pp |
| Annual return | 13.69% | 18.23%-4.5pp | 48.32%-34.6pp | 59.29%-45.6pp |
| Employer contribution / active EE | $797 | $3,796-79.0% | $5,918-86.5% | $2,234-64.3% |
| Participant deferral / active EE | $3,110 | $6,199-49.8% | $7,714-59.7% | $3,805-18.3% |
| Admin fee / account holder | $225 | $166+36.1% | $12,427-98.2% | $158+42.7% |