Retirement plan

STELLANTIS FINANCIAL SERVICES, INC. 401(K) PLAN

Name: STELLANTIS FINANCIAL SERVICES, INC. - STELLANTIS FINANCIAL SERVICES, INC. 401(K) PLAN (2024) Form 5500
Creator: STELLANTIS FINANCIAL SERVICES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, STELLANTIS FINANCIAL SERVICES, INC. 401(K) PLAN, STELLANTIS FINANCIAL SERVICES, INC.

STELLANTIS FINANCIAL SERVICES, INC.EIN 76-0273052Plan #001PY 2024

5757 WOODWAY DR., SUITE 400 - HOUSTON, TX 77057770-956-3923fifsg.comLinkedIn501-1000 employeesfinancial services

Prospect flagsLow assets / participantFailed to transmit contributions

Top hat statement on fileNQDC

Filed December 29, 1

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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How to read this page

Total assets (EOY)

$44.6M

+39.1% from 2023

Total participants

1,288

+14.6% from 2023

Average account balance

$36,673

+23.0% from 2023

Annual return

23.89%

-8.61 pp from 2023

Benchmarks

See 610 peers

Peer group

Industry52 - Finance and Insurance

Plan typeDefined contribution

Participants1,000-4,999

Cohort610 peers

Snapshot2024

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

$44.59M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$37K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

1,216

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

94.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$8.01M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$7K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+23.89%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$195

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 5 by compensation

Provider	Service type	Compensation
GREAT-WEST LIFE & ANNUITY INSURANCE3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Recordkeeping Fees	$114,691
WORLD INVESTMENT ADVISORS LLC1 year Service code 27 24 E COTA ST · SANTA BARBARA, CA 93101	Advisory (Plan)	$48,298
NOVA 401(K) ASSOCIATES10+ years Service code 13 · EIN 20-1181458 10777 NW FREEWAY · HOUSTON, TX 77092	Contract Administrator	$42,640
ASSUREDPARTNERS CAPITAL INC1 year Service code 27 200 COLONIAL CENTER PKWY · LAKE MARY, FL 32746	Advisory (Plan)	$41,440
GREAT-WEST LIFE & ANNUITY INSURANCE3 years Filed as: EMPOWER ADVISORY GROUP, LLC Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111	Investment Management	$30,598

Plan features & details

Pension benefit codes2E2F2G2J2K2S2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2S
Automatic enrollment
Plan provides for automatic enrollment in plan that has elective contributions deducted from payroll.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityLow assets / participant
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$237K

$199 / participant

Contract admin$237K100.0%

% of EOY assets

0.531%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: CROWE LLP
Auditor EIN: 350921680
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$36,673

$122,693-70.1%

$184,203-80.1%

$199,593-81.6%

Participation rate

94.0%

86.8%+7.2pp

86.8%+7.1pp

72.0%+22.0pp

Annual return

23.89%

143.91%-120.0pp

28.81%-4.9pp

34.25%-10.4pp

Employer contribution / active EE

$2,202

$4,584-52.0%

$6,427-65.7%

$3,034-27.4%

Participant deferral / active EE

$4,522

$7,990-43.4%

$9,131-50.5%

$5,087-11.1%

Admin fee / account holder

$195

$121+61.6%

$13,901-98.6%

$269-27.5%

Provider

Service type

Compensation

GREAT-WEST LIFE & ANNUITY INSURANCE3 years

Filed as: EMPOWER ANNUITY INSURANCE COMPANY

Service code 64 · EIN 84-0467907

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Recordkeeping Fees

$114,691

WORLD INVESTMENT ADVISORS LLC1 year

Service code 27

24 E COTA ST · SANTA BARBARA, CA 93101

Advisory (Plan)

$48,298

NOVA 401(K) ASSOCIATES10+ years

Service code 13 · EIN 20-1181458

10777 NW FREEWAY · HOUSTON, TX 77092

Contract Administrator

$42,640

ASSUREDPARTNERS CAPITAL INC1 year

Service code 27

200 COLONIAL CENTER PKWY · LAKE MARY, FL 32746

Advisory (Plan)

$41,440

GREAT-WEST LIFE & ANNUITY INSURANCE3 years

Filed as: EMPOWER ADVISORY GROUP, LLC

Service code 28

8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111

Investment Management

$30,598

STELLANTIS FINANCIAL SERVICES, INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

STELLANTIS FINANCIAL SERVICES, INC. 401(K) PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion