Filed December 29, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: TRANSAMERICA RET SOLUTIONS CORP Service code 15 · EIN 13-3689044 | Recordkeeping | $13,613 |
Filed as: IFP ADVISORS, INC Service code 27 · EIN 59-3331424 | Advisory (Plan) | $13,368 |
MALCOLM THOMPSON & ASSOCIATES1+ years Service code 15 · EIN 26-4203770 | Recordkeeping | $6,950 |
NOVA 401(K) ASSOCIATES1+ years Service code 13 · EIN 20-1181458 | Contract Administrator | $800 |
Service code 64 | Recordkeeping Fees | $125 |
CAPFINANCIAL PARTNERS LLC1+ years Filed as: CAPFINANCIAL SECURITIES LLC Service code 55 | Other Commissions | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $20,169 | $72,770-72.3% | $67,652-70.2% | $55,191-63.5% |
| Participation rate | 88.6% | 78.8%+9.8pp | 75.7%+12.9pp | 69.2%+19.4pp |
| Annual return | 0.00% | -3.26%+3.3pp | 6625.40%-6625.4pp | 10.78%-10.8pp |
| Employer contribution / active EE | $576 | $1,769-67.4% | $2,266-74.6% | $1,899-69.6% |
| Participant deferral / active EE | $1,873 | $3,408-45.0% | $3,560-47.4% | $3,046-38.5% |
| Admin fee / account holder | $62 | $79-21.1% | $4,821-98.7% | $91-31.5% |