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| Provider | Service type | Compensation |
|---|---|---|
Service code 27 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Advisory (Plan) | $16,065 |
Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $7,145 |
Filed as: ADVISED ASSETS GROUP Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $589 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,381 | $49,138+49.3% | $84,021-12.7% | $65,185+12.6% |
| Participation rate | 54.6% | 60.7%-6.1pp | 69.0%-14.4pp | 70.2%-15.6pp |
| Annual return | 23.03% | 23.00%0pp | 71.32%-48.3pp | 29.38%-6.4pp |
| Employer contribution / active EE | $941 | $914+2.9% | $1,984-52.6% | $2,177-56.8% |
| Participant deferral / active EE | $3,842 | $2,397+60.3% | $3,239+18.6% | $3,514+9.3% |
| Admin fee / account holder | $290 | $543-46.6% | $6,102-95.2% | $847-65.7% |