Filed June 9, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY1+ years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $235,451 |
Service code 37 · EIN 04-2647786 | Loan Processing | $24,088 |
MELTON & MELTON LLP1+ years Filed as: MELTON & MELTON Service code 10 · EIN 74-1550819 | Accounting | $18,455 |
BARTON LAW OFFICE'S1+ years Service code 29 · EIN 74-2860676 | Legal | $9,072 |
MORGAN STANLEY SMITH BARNEY1+ years Service code 61 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Finders' fees / placement fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $41,042 | $99,628-58.8% | $105,218-61.0% | $59,188-30.7% |
| Participation rate | 85.6% | 80.5%+5.1pp | 77.2%+8.4pp | 69.4%+16.2pp |
| Annual return | -4.32% | 3.21%-7.5pp | 5.33%-9.7pp | 5.51%-9.8pp |
| Employer contribution / active EE | $1,627 | $2,454-33.7% | $3,255-50.0% | $2,098-22.5% |
| Participant deferral / active EE | $4,680 | $4,189+11.7% | $4,867-3.8% | $3,265+43.3% |
| Admin fee / account holder | $75 | $62+20.1% | $6,992-98.9% | $92-18.6% |