Filed June 9, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5+ years Service code 26 · EIN 26-4310632 | Advisory (Participants) | $279,876 |
Service code 37 · EIN 04-2647786 | Loan Processing | $7,036 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $53,677 | $127,218-57.8% | $392,568-86.3% | $77,775-31.0% |
| Participation rate | 91.7% | 82.0%+9.7pp | 78.1%+13.6pp | 73.2%+18.5pp |
| Annual return | 22.31% | 25.27%-3.0pp | 24.42%-2.1pp | 32.58%-10.3pp |
| Employer contribution / active EE | $2,279 | $3,064-25.6% | $3,783-39.8% | $2,504-9.0% |
| Participant deferral / active EE | $6,910 | $4,820+43.4% | $5,985+15.4% | $3,966+74.2% |
| Admin fee / account holder | $45 | $89-49.9% | $6,260-99.3% | $100-55.4% |