Filed June 9, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 1300 THAMES STREET WHARF · BALTIMORE, MD 212319907 | Advisory (Participants) | $286,294 |
MELTON & MELTON LLP6+ years Filed as: MELTON & MELTON Service code 10 · EIN 74-1550819 | Accounting | $28,600 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$147,873 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $55,522 | $114,568-51.5% | $379,746-85.4% | $93,223-40.4% |
| Participation rate | 86.3% | 89.4%-3.1pp | 78.4%+7.9pp | 74.9%+11.4pp |
| Annual return | 12.14% | 16.38%-4.2pp | 34.90%-22.8pp | 19.29%-7.1pp |
| Employer contribution / active EE | $351 | $3,213-89.1% | $3,540-90.1% | $2,680-86.9% |
| Participant deferral / active EE | $4,614 | $6,118-24.6% | $6,024-23.4% | $4,563+1.1% |
| Admin fee / account holder | $27 | $72-63.0% | $7,927-99.7% | $79-66.2% |