Filed June 9, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $339,986 |
BARTON LAW OFFICE'S7+ years Service code 29 · EIN 74-2860676 | Legal | $120,902 |
MELTON & MELTON LLP7+ years Filed as: MELTON & MELTON Service code 10 · EIN 74-1550819 | Accounting | $26,950 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$16,217 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,171 | $164,864-61.1% | $453,569-85.9% | $93,010-31.0% |
| Participation rate | 86.6% | 84.2%+2.4pp | 78.0%+8.6pp | 73.9%+12.7pp |
| Annual return | 10.94% | 17.89%-6.9pp | 64.43%-53.5pp | 158.70%-147.8pp |
| Employer contribution / active EE | $0 | $3,519-100.0% | $4,072-100.0% | $2,705-100.0% |
| Participant deferral / active EE | $6,149 | $5,690+8.1% | $6,211-1.0% | $4,561+34.8% |
| Admin fee / account holder | $83 | $104-20.3% | $11,214-99.3% | $152-45.3% |