Filed June 9, 2019 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGANSTANLEYSMITHBARNEYLLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $332,632 |
MELTON & MELTON LLP10+ years Filed as: MELTON & MELTON Service code 10 · EIN 74-1550819 | Accounting | $45,000 |
BARTON LAW OFFICE'S10+ years Service code 29 · EIN 74-2860676 | Legal | $6,911 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | -$286,260 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,827 | $148,970-57.2% | $133,698-52.3% | $200,096-68.1% |
| Participation rate | 94.8% | 79.4%+15.4pp | 76.4%+18.4pp | 72.0%+22.8pp |
| Annual return | 15.21% | 27.07%-11.9pp | 580.90%-565.7pp | 34.26%-19.1pp |
| Employer contribution / active EE | $1,869 | $3,561-47.5% | $4,218-55.7% | $3,038-38.5% |
| Participant deferral / active EE | $7,210 | $6,140+17.4% | $7,016+2.8% | $5,090+41.7% |
| Admin fee / account holder | $18 | $144-87.6% | $6,703-99.7% | $269-93.4% |