Filed July 26, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Finders' fees / placement fees; Parti... | $100,976 |
STEPHENS INC9+ years Filed as: STEPHENS INC. Service code 16 | Consulting | $70,463 |
NATIONAL FINANCIAL SERVICES9+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
STEPHENS INC9+ years Filed as: STEPHENS, INC Service code 16 111 CENTER ST. · LITTLE ROCK, AR 77201 | Consulting | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,463 | $59,312+8.7% | $149,740-56.9% | $103,657-37.8% |
| Participation rate | 84.7% | 70.3%+14.4pp | 78.8%+5.9pp | 73.4%+11.3pp |
| Annual return | 17.38% | 78.03%-60.7pp | 134.51%-117.1pp | 33.13%-15.8pp |
| Employer contribution / active EE | $1,681 | $2,187-23.1% | $4,821-65.1% | $3,216-47.7% |
| Participant deferral / active EE | $4,002 | $3,719+7.6% | $5,683-29.6% | $5,218-23.3% |
| Admin fee / account holder | $17 | $103-83.8% | $13,222-99.9% | $114-85.5% |