Filed July 26, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Sharehol... | $303,886 |
STEPHENS INC3+ years Filed as: STEPHENS INC. Service code 16 | Consulting | $142,006 |
NATIONAL FINANCIAL SERVICES3+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
STEPHENS INC3+ years Filed as: STEPHENS, INC Service code 16 111 CENTER ST. · LITTLE ROCK, AR 77201 | Consulting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $60,780 | $44,989+35.1% | $170,435-64.3% | $77,958-22.0% |
| Participation rate | 68.2% | 64.6%+3.6pp | 83.6%-15.4pp | 71.6%-3.4pp |
| Annual return | 14.93% | 19.61%-4.7pp | 205.94%-191.0pp | 20.87%-5.9pp |
| Employer contribution / active EE | $1,097 | $1,466-25.1% | $5,432-79.8% | $2,310-52.5% |
| Participant deferral / active EE | $2,771 | $2,208+25.5% | $4,939-43.9% | $3,537-21.6% |
| Admin fee / account holder | $71 | $69+2.6% | $13,881-99.5% | $97-27.3% |