Filed July 26, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Sales loads (f... | $456,520 |
STEPHENS INC8+ years Filed as: STEPHENS INC. Service code 16 | Consulting | $169,838 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
STEPHENS INC8+ years Filed as: STEPHENS, INC Service code 16 111 CENTER ST. · LITTLE ROCK, AR 77201 | Consulting | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $58,698 | $45,000+30.4% | $143,801-59.2% | $77,906-24.7% |
| Participation rate | 84.0% | 66.8%+17.2pp | 80.3%+3.7pp | 73.7%+10.3pp |
| Annual return | -15.01% | 29.03%-44.0pp | -0.04%-15.0pp | 12.16%-27.2pp |
| Employer contribution / active EE | $1,528 | $1,870-18.3% | $4,952-69.2% | $2,846-46.3% |
| Participant deferral / active EE | $4,021 | $3,157+27.4% | $5,639-28.7% | $4,805-16.3% |
| Admin fee / account holder | $80 | $98-18.9% | $14,680-99.5% | $133-39.8% |