Filed July 26, 2010 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Float revenue; Recordkeeping and info... | $469,777 |
STEPHENS INC4+ years Filed as: STEPHENS INC. Service code 16 | Consulting | $55,530 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
STEPHENS INC4+ years Filed as: STEPHENS, INC Service code 16 111 CENTER ST. · LITTLE ROCK, AR 77201 | Consulting | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $63,790 | $45,382+40.6% | $154,110-58.6% | $75,289-15.3% |
| Participation rate | 67.7% | 65.9%+1.8pp | 83.0%-15.4pp | 72.4%-4.7pp |
| Annual return | -3.30% | -0.47%-2.8pp | 735.22%-738.5pp | -0.04%-3.3pp |
| Employer contribution / active EE | $1,120 | $1,533-27.0% | $5,298-78.9% | $2,405-53.4% |
| Participant deferral / active EE | $2,841 | $2,384+19.2% | $5,081-44.1% | $3,739-24.0% |
| Admin fee / account holder | $120 | $89+34.1% | $13,412-99.1% | $102+17.0% |