Filed September 27, 2013 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WILLIS TOWERS WATSON US LLC4+ years Filed as: TOWERS WATSON DELAWARE INC. Service code 11 · EIN 53-0181291 | Actuarial | $1,275,891 |
NISA INVESTMENT ADVISORS, LLC4+ years Filed as: NISA INVESTMENT ADVISORS Service code 28 · EIN 48-1140940 | Investment Management | $921,805 |
INDEPENDENT FINANCIAL PARTNERS4+ years Filed as: STONE HARBOUR Service code 28 · EIN 20-3888589 | Investment Management | $532,874 |
SCHRODER INVESTMENT MANAGEMENT4+ years Filed as: SCHRODER INVESTMENT MGT NA INC Service code 28 · EIN 13-6877903 | Investment Management | $513,301 |
THE BANK OF NEW YORK MELLON4+ years Filed as: BANK OF NEW YORK MELLON Service code 21 · EIN 13-5160382 | Bank Trustee | $488,770 |
HEXAVEST INC.4+ years Filed as: HEXAVEST INC Service code 28 · EIN 51-6579174 | Investment Management | $382,113 |
WELLINGTON TRUST COMPANY3 years Filed as: WELLINGTON TRUST Service code 28 · EIN 04-1867445 | Investment Management | $289,926 |
Filed as: STEPHEN INVESTMENT MGT GROUP Service code 28 · EIN 20-3456509 | Investment Management | $264,818 |
BOSTON PARTNERS4+ years Service code 28 · EIN 98-0202744 | Investment Management | $228,140 |
MERCER4+ years Filed as: MERCER INVESTMENT CONSULTING INC Service code 16 · EIN 13-2734414 | Consulting | $213,036 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | TOWERS WATSON DELAWARE, INC. | PENSION ADMINISTRATOR INADVERTENT PAYMENT OF NON-QUALIFIED PLAN BENEFIT | — | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $5,379,476-100.0% | $379,314-100.0% | $21,578,776-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 17.4%-17.4pp | 0.0%0pp |
| Annual return | -3.53% | -0.94%-2.6pp | -2.18%-1.3pp | 33.37%-36.9pp |
| Employer contribution / active EE | $0 | $12,464-100.0% | $38,751-100.0% | $11,253-100.0% |
| Participant deferral / active EE | $0 | $24-100.0% | $151-100.0% | $819-100.0% |
| Admin fee / account holder | $0 | $4,675-100.0% | $4,180-100.0% | $99,113-100.0% |