Filed September 27, 2013 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
WILLIS TOWERS WATSON US LLC2+ years Filed as: TOWERS WATSON DELAWARE INC. Service code 11 · EIN 53-0181291 | Actuarial | $1,307,290 |
NISA INVESTMENT ADVISORS, LLC2+ years Filed as: NISA INVESTMENT ADVISORS Service code 28 · EIN 48-1140940 | Investment Management | $961,922 |
INDEPENDENT FINANCIAL PARTNERS2+ years Filed as: STONE HARBOUR Service code 28 · EIN 20-3888589 | Investment Management | $479,074 |
SCHRODER INVESTMENT MANAGEMENT2+ years Filed as: SCHRODER INVESTMENT MGT NA INC Service code 28 · EIN 13-6877903 | Investment Management | $453,088 |
THE BANK OF NEW YORK MELLON2+ years Filed as: BANK OF NEW YORK MELLON Service code 21 · EIN 13-5160382 | Bank Trustee | $442,470 |
HEXAVEST INC.2+ years Filed as: HEXAVEST INC Service code 28 · EIN 51-6579174 | Investment Management | $309,919 |
BOSTON PARTNERS2+ years Service code 28 · EIN 98-0202744 | Investment Management | $281,178 |
WELLINGTON TRUST COMPANY1 year Filed as: WELLINGTON TRUST Service code 28 · EIN 04-1867445 | Investment Management | $193,874 |
MERCER2+ years Filed as: MERCER INVESTMENT CONSULTING INC Service code 16 · EIN 13-2734414 | Consulting | $147,398 |
Service code 18 · EIN 04-1867445 | Investment management fees paid indir... | $87,717 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | TOWERS WATSON DELAWARE, INC. | PENSION ADMINISTRATOR INADVERTENT PAYMENT OF NON-QUALIFIED PLAN BENEFIT | — | — |
Retirees and beneficiaries make up 25% or more of total participants - indicates an ageing workforce or a frozen plan.
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $57,821-100.0% | $374,107-100.0% | $57,821-100.0% |
| Participation rate | 0.0% | 0.0%0pp | 22.0%-22.0pp | 5.5%-5.5pp |
| Annual return | 7.43% | 7.44%0pp | 4.74%+2.7pp | 5.86%+1.6pp |
| Employer contribution / active EE | $0 | $12,240-100.0% | $36,089-100.0% | $10,137-100.0% |
| Participant deferral / active EE | $0 | $76-100.0% | $59-100.0% | $492-100.0% |
| Admin fee / account holder | $0 | $387-100.0% | $10,677-100.0% | $387-100.0% |