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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC8 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $29,850 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $50 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,567 | $54,245+22.7% | $93,727-29.0% | $77,762-14.4% |
| Participation rate | 37.2% | 63.9%-26.8pp | 68.7%-31.6pp | 70.6%-33.4pp |
| Annual return | 11.38% | 30.58%-19.2pp | 133.83%-122.5pp | 31.27%-19.9pp |
| Employer contribution / active EE | $1,139 | $1,168-2.5% | $2,421-53.0% | $2,728-58.3% |
| Participant deferral / active EE | $2,162 | $3,144-31.2% | $4,417-51.1% | $4,651-53.5% |
| Admin fee / account holder | $182 | $575-68.3% | $8,292-97.8% | $433-57.9% |