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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC2 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $15,127 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $175 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,310 | $42,548-28.8% | $74,549-59.3% | $56,287-46.2% |
| Participation rate | 58.0% | 60.5%-2.5pp | 69.1%-11.2pp | 69.9%-11.9pp |
| Annual return | -6.70% | 12.40%-19.1pp | 32.53%-39.2pp | -9.96%+3.3pp |
| Employer contribution / active EE | $1,371 | $855+60.3% | $1,961-30.1% | $2,111-35.1% |
| Participant deferral / active EE | $2,146 | $2,277-5.8% | $3,108-30.9% | $3,350-35.9% |
| Admin fee / account holder | $115 | $467-75.3% | $5,059-97.7% | $521-77.8% |