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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $24,388 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $50 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $49,496 | $49,451+0.1% | $79,580-37.8% | $66,938-26.1% |
| Participation rate | 52.6% | 61.3%-8.7pp | 69.5%-16.9pp | 69.8%-17.2pp |
| Annual return | -16.85% | 84.25%-101.1pp | 0.15%-17.0pp | 1.58%-18.4pp |
| Employer contribution / active EE | $2,224 | $1,266+75.8% | $2,413-7.8% | $2,545-12.6% |
| Participant deferral / active EE | $3,358 | $3,159+6.3% | $3,985-15.8% | $4,238-20.8% |
| Admin fee / account holder | $155 | $595-74.0% | $6,835-97.7% | $594-73.9% |