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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC7 years Service code 27 · EIN 13-2638166 | Advisory (Plan) | $24,898 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $100 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $59,272 | $54,717+8.3% | $86,209-31.2% | $71,495-17.1% |
| Participation rate | 47.7% | 60.1%-12.4pp | 69.0%-21.3pp | 67.9%-20.3pp |
| Annual return | 16.20% | 20.07%-3.9pp | 1169.05%-1152.9pp | 28.85%-12.7pp |
| Employer contribution / active EE | $1,532 | $1,267+20.9% | $2,381-35.7% | $2,589-40.9% |
| Participant deferral / active EE | $2,813 | $3,110-9.6% | $3,986-29.4% | $4,291-34.4% |
| Admin fee / account holder | $155 | $1,922-91.9% | $6,853-97.7% | $1,588-90.2% |