Filed June 29, 2022
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| Provider | Service type | Compensation |
|---|---|---|
JANNEY MONTGOMERY SCOTT LLC4 years Filed as: JANNEY MONTGOMERY SCOTT, LLC Service code 26 6700 TOWER CIRCLE, SUITE 200 · FRANKLIN, TN 37067 | Advisory (Participants) | $336,278 |
NWPS4 years Service code 15 4025 DELRIDGE WAY SW · SEATTLE, WA 98106 | Recordkeeping | $152,206 |
MATRIX TRUST COMPANY4 years Service code 19 · EIN 75-3182674 2800 NORTH CENTRAL AVENUE · PHOENIX, AZ 85004 | Securities Custodian | $79,694 |
Filed as: NORTHWESTERN MUTUAL Service code 26 720 E. WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Participants) | $32,005 |
BAIRD FUNDS4 years Filed as: ROBERT W. BAIRD Service code 26 500 W. 7TH STREET · COLUMBIA, TN 38401 | Advisory (Participants) | $30,775 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB Service code 26 111 WALL STREET · NEW YORK, NY 10005 | Advisory (Participants) | $25,713 |
Filed as: MERRILL LYNCH Service code 26 222 2ND AVE S · NASHVILLE, TN 37201 | Advisory (Participants) | $24,285 |
Filed as: FIDELITY INVESTMENTS Service code 26 5214 MARYLAND WAY, SUITE 405 · BRENTWOOD, TN 37027 | Advisory (Participants) | $22,702 |
UBS FINANCIAL SERVICES INC3 years Filed as: UBS FINANCIAL SERVICES Service code 26 800 SOUTH GAY STREET · KNOXVILLE, TN 37929 | Advisory (Participants) | $10,585 |
THE BANK OF NEW YORK MELLON3 years Filed as: PERSHING LLC Service code 26 1 PERSHING PLAZA · JERSEY CITY, NJ 07302 | Advisory (Participants) | $5,778 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $127,873 | $53,204+140.3% | $155,556-17.8% | $200,096-36.1% |
| Participation rate | 97.2% | 64.1%+33.1pp | 78.2%+18.9pp | 72.0%+25.1pp |
| Annual return | 15.72% | 41.02%-25.3pp | 64.84%-49.1pp | 34.26%-18.5pp |
| Employer contribution / active EE | $7,176 | $1,850+287.9% | $4,675+53.5% | $3,038+136.2% |
| Participant deferral / active EE | $5,054 | $3,163+59.7% | $5,631-10.2% | $5,090-0.7% |
| Admin fee / account holder | $389 | $186+109.6% | $15,885-97.5% | $269+44.6% |