Filed June 29, 2022
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| Provider | Service type | Compensation |
|---|---|---|
JANNEY MONTGOMERY SCOTT LLC2 years Filed as: JANNEY MONTGOMERY SCOTT, LLC Service code 26 6700 TOWER CIRCLE, SUITE 200 · FRANKLIN, TN 37067 | Advisory (Participants) | $270,945 |
NWPS2 years Service code 15 4025 DELRIDGE WAY SW · SEATTLE, WA 98106 | Recordkeeping | $76,202 |
Filed as: NORTHWESTERN MUTUAL Service code 26 720 E. WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Participants) | $25,578 |
Filed as: FIDELITY INVESTMENTS Service code 26 5214 MARYLAND WAY, SUITE 405 · BRENTWOOD, TN 37027 | Advisory (Participants) | $24,278 |
CHARLES SCHWAB & CO., INC.3 years Filed as: CHARLES SCHWAB Service code 26 111 WALL STREET · NEW YORK, NY 10005 | Advisory (Participants) | $22,276 |
BAIRD FUNDS2 years Filed as: ROBERT W. BAIRD Service code 26 500 W. 7TH STREET · COLUMBIA, TN 38401 | Advisory (Participants) | $17,669 |
MATRIX TRUST COMPANY2 years Service code 19 · EIN 75-3182674 2800 NORTH CENTRAL AVENUE · PHOENIX, AZ 85004 | Securities Custodian | $11,714 |
Filed as: UBS FINANCIAL SERVICES Service code 26 800 SOUTH GAY STREET · KNOXVILLE, TN 37929 | Advisory (Participants) | $8,306 |
Filed as: PERSHING LLC Service code 26 1 PERSHING PLAZA · JERSEY CITY, NJ 07302 | Advisory (Participants) | $8,033 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $105,615 | $45,000+134.7% | $143,801-26.6% | $77,906+35.6% |
| Participation rate | 100.0% | 66.8%+33.2pp | 80.3%+19.7pp | 73.7%+26.3pp |
| Annual return | -15.44% | 29.03%-44.5pp | -0.04%-15.4pp | 12.16%-27.6pp |
| Employer contribution / active EE | $7,640 | $1,870+308.7% | $4,952+54.3% | $2,846+168.4% |
| Participant deferral / active EE | $5,315 | $3,157+68.4% | $5,639-5.7% | $4,805+10.6% |
| Admin fee / account holder | $285 | $98+189.6% | $14,680-98.1% | $133+115.0% |