Filed June 29, 2022
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| Provider | Service type | Compensation |
|---|---|---|
JANNEY MONTGOMERY SCOTT LLC3 years Filed as: JANNEY MONTGOMERY SCOTT, LLC Service code 26 6700 TOWER CIRCLE, SUITE 200 · FRANKLIN, TN 37067 | Advisory (Participants) | $253,543 |
NWPS3 years Service code 15 4025 DELRIDGE WAY SW · SEATTLE, WA 98106 | Recordkeeping | $104,386 |
MATRIX TRUST COMPANY3 years Service code 19 · EIN 75-3182674 2800 NORTH CENTRAL AVENUE · PHOENIX, AZ 85004 | Securities Custodian | $60,372 |
Filed as: NORTHWESTERN MUTUAL Service code 26 720 E. WISCONSIN AVE · MILWAUKEE, WI 53202 | Advisory (Participants) | $37,192 |
Filed as: FIDELITY INVESTMENTS Service code 26 5214 MARYLAND WAY, SUITE 405 · BRENTWOOD, TN 37027 | Advisory (Participants) | $24,061 |
BAIRD FUNDS3 years Filed as: ROBERT W. BAIRD Service code 26 500 W. 7TH STREET · COLUMBIA, TN 38401 | Advisory (Participants) | $22,020 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB Service code 26 111 WALL STREET · NEW YORK, NY 10005 | Advisory (Participants) | $19,149 |
Filed as: MERRILL LYNCH Service code 26 222 2ND AVE S · NASHVILLE, TN 37201 | Advisory (Participants) | $18,842 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANCIAL SERVICES Service code 26 800 SOUTH GAY STREET · KNOXVILLE, TN 37929 | Advisory (Participants) | $8,345 |
THE BANK OF NEW YORK MELLON2 years Filed as: PERSHING LLC Service code 26 1 PERSHING PLAZA · JERSEY CITY, NJ 07302 | Advisory (Participants) | $8,085 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $122,334 | $50,169+143.8% | $149,740-18.3% | $80,187+52.6% |
| Participation rate | 100.0% | 64.3%+35.7pp | 78.8%+21.2pp | 72.9%+27.1pp |
| Annual return | 20.70% | 29.82%-9.1pp | 134.51%-113.8pp | 40.40%-19.7pp |
| Employer contribution / active EE | $7,887 | $1,869+321.9% | $4,821+63.6% | $2,980+164.7% |
| Participant deferral / active EE | $5,499 | $3,194+72.1% | $5,683-3.2% | $5,016+9.6% |
| Admin fee / account holder | $328 | $153+115.0% | $13,222-97.5% | $145+126.5% |