Filed February 4, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
STEPHENS INC2+ years Filed as: STEPHENS, INC. Service code 26 · EIN 71-0641478 | Advisory (Participants) | $15,781 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $12,738 |
BKD, LLP1 year Service code 49 · EIN 44-0160260 | Other Services | $6,500 |
ASCENSUS LLC2+ years Filed as: ASCENSUS Service code 13 · EIN 11-3665754 | Contract Administrator | $5,857 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL NICOLAUS & CO, INC. Service code 49 | Other Services | $3,484 |
STIFEL NICOLAUS & CO INC1 year Filed as: STIFEL NICOLAUS & CO., INC. Service code 49 · EIN 43-0538770 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,249 | $67,411-22.5% | $91,004-42.6% | $70,126-25.5% |
| Participation rate | 59.2% | 71.4%-12.2pp | 75.6%-16.4pp | 69.5%-10.4pp |
| Annual return | 8.33% | -40.16%+48.5pp | 4.60%+3.7pp | 73.15%-64.8pp |
| Employer contribution / active EE | $43 | $1,786-97.6% | $2,456-98.2% | $2,343-98.1% |
| Participant deferral / active EE | $1,810 | $2,823-35.9% | $3,548-49.0% | $3,332-45.7% |
| Admin fee / account holder | $546 | $4,236-87.1% | $5,417-89.9% | $4,645-88.3% |