Filed February 4, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $21,862 |
STIFEL NICOLAUS & CO INC3 years Filed as: STIFEL NICOLAUS & CO, INC. Service code 49 · EIN 43-0538770 | Other Services | $9,041 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $51,383 | $66,310-22.5% | $93,606-45.1% | $65,185-21.2% |
| Participation rate | 50.4% | 74.0%-23.6pp | 75.8%-25.4pp | 70.2%-19.8pp |
| Annual return | 6.19% | 42.58%-36.4pp | 32.76%-26.6pp | 29.38%-23.2pp |
| Employer contribution / active EE | $40 | $2,012-98.0% | $2,718-98.5% | $2,177-98.1% |
| Participant deferral / active EE | $1,841 | $3,342-44.9% | $4,069-54.8% | $3,514-47.6% |
| Admin fee / account holder | $317 | $6,897-95.4% | $7,888-96.0% | $847-62.6% |