Filed February 4, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $22,340 |
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL NICOLAUS & CO, INC. Service code 49 · EIN 43-0538770 | Other Services | $9,009 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $45,657 | $58,083-21.4% | $80,019-42.9% | $56,287-18.9% |
| Participation rate | 60.0% | 73.6%-13.6pp | 75.8%-15.8pp | 69.9%-9.9pp |
| Annual return | 13.52% | 34.61%-21.1pp | 11.22%+2.3pp | -9.96%+23.5pp |
| Employer contribution / active EE | $46 | $1,932-97.6% | $2,468-98.1% | $2,111-97.8% |
| Participant deferral / active EE | $1,900 | $3,135-39.4% | $3,686-48.5% | $3,350-43.3% |
| Admin fee / account holder | $324 | $623-48.0% | $6,521-95.0% | $521-37.8% |