Filed February 4, 2005
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STIFEL NICOLAUS & CO INC5 years Filed as: STIFEL NICOLAUS & CO, INC. Service code 49 · EIN 43-0538770 | Other Services | $10,136 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $61,926 | $79,428-22.0% | $106,548-41.9% | $79,386-22.0% |
| Participation rate | 51.2% | 74.1%-22.9pp | 76.1%-24.9pp | 70.7%-19.5pp |
| Annual return | 26.32% | 18.27%+8.1pp | 26.80%-0.5pp | 116.85%-90.5pp |
| Employer contribution / active EE | $43 | $2,234-98.1% | $2,819-98.5% | $2,427-98.2% |
| Participant deferral / active EE | $2,013 | $3,823-47.3% | $4,398-54.2% | $4,046-50.2% |
| Admin fee / account holder | $366 | $523-30.1% | $7,407-95.1% | $626-41.6% |