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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $33,372 |
Service code 37 · EIN 04-2647786 | Loan Processing | -$369 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $81,693 | $29,369+178.2% | $77,552+5.3% | $73,412+11.3% |
| Participation rate | 62.2% | 37.9%+24.3pp | 54.2%+8.1pp | 72.2%-9.9pp |
| Annual return | 17.51% | 358.15%-340.6pp | 54.82%-37.3pp | 59.30%-41.8pp |
| Employer contribution / active EE | $2,009 | $406+394.9% | $987+103.6% | $2,234-10.1% |
| Participant deferral / active EE | $4,567 | $941+385.4% | $1,861+145.4% | $3,806+20.0% |
| Admin fee / account holder | $109 | $123-11.5% | $2,859-96.2% | $158-31.2% |