Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $21,000 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,324 |
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 99 HARBORSIDE FINANCIAL CTR · JERSEY CITY, NJ 07311 | Other Fees | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,768 | $28,416+92.7% | $73,550-25.5% | $69,631-21.3% |
| Participation rate | 81.3% | 38.3%+43.0pp | 54.9%+26.4pp | 70.7%+10.7pp |
| Annual return | 30.69% | -694.13%+724.8pp | -15.16%+45.8pp | 27571.02%-27540.3pp |
| Employer contribution / active EE | $2,356 | $430+447.3% | $1,219+93.3% | $2,032+15.9% |
| Participant deferral / active EE | $4,918 | $897+448.3% | $1,804+172.6% | $3,224+52.6% |
| Admin fee / account holder | $79 | $104-23.9% | $2,320-96.6% | $110-28.1% |