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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 26 · EIN 26-4310632 | Advisory (Participants) | $53,429 |
Service code 37 · EIN 04-2647786 | Loan Processing | $5,090 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $66,470 | $25,302+162.7% | $74,723-11.0% | $67,582-1.6% |
| Participation rate | 50.7% | 37.8%+12.8pp | 54.5%-3.8pp | 71.3%-20.6pp |
| Annual return | 23.70% | 10291.17%-10267.5pp | 753.18%-729.5pp | 378.57%-354.9pp |
| Employer contribution / active EE | $1,558 | $446+249.1% | $1,084+43.7% | $2,148-27.4% |
| Participant deferral / active EE | $3,525 | $954+269.6% | $1,962+79.7% | $3,539-0.4% |
| Admin fee / account holder | $175 | $108+62.2% | $3,335-94.8% | $142+22.7% |