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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY5 years Service code 27 1 NEW YORK PLAZA 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $30,468 |
FOELGNER RONZ & STRAW PA1 year Service code 10 1301 66TH ST N · ST PETERSBURG, FL 33710 | Accounting | $14,400 |
Service code 13 4919 VAN DYKE RD · LUTZ, FL 33558 | Contract Administrator | $11,737 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $11,494 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $8,919 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,889 | $105,200-4.1% | $159,474-36.7% | $85,847+17.5% |
| Participation rate | 84.1% | 75.8%+8.3pp | 82.8%+1.3pp | 69.3%+14.8pp |
| Annual return | 13.94% | 45.08%-31.1pp | 263.68%-249.7pp | 318.61%-304.7pp |
| Employer contribution / active EE | $3,525 | $3,319+6.2% | $4,831-27.0% | $2,565+37.4% |
| Participant deferral / active EE | $14,881 | $5,946+150.3% | $7,353+102.4% | $3,952+276.5% |
| Admin fee / account holder | $807 | $6,934-88.4% | $10,802-92.5% | $6,261-87.1% |