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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY4 years Service code 27 1 NEW YORK PLAZA 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $24,588 |
Service code 13 4919 VAN DYKE RD · LUTZ, FL 33558 | Contract Administrator | $9,522 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $9,360 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $6,581 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $96,647 | $99,957-3.3% | $149,745-35.5% | $73,497+31.5% |
| Participation rate | 83.2% | 75.7%+7.5pp | 82.5%+0.7pp | 70.7%+12.5pp |
| Annual return | 16.20% | 53.87%-37.7pp | 276.72%-260.5pp | 28.51%-12.3pp |
| Employer contribution / active EE | $2,553 | $3,191-20.0% | $4,646-45.1% | $2,270+12.5% |
| Participant deferral / active EE | $8,385 | $6,073+38.1% | $6,843+22.5% | $3,740+124.2% |
| Admin fee / account holder | $436 | $551-20.8% | $9,312-95.3% | $513-14.9% |