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| Provider | Service type | Compensation |
|---|---|---|
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $33,778 |
MORGAN STANLEY SMITH BARNEY2 years Service code 27 1 NEW YORK PLAZA 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $22,073 |
Filed as: EMPOWER RETIREMENT ADV SVCS Service code 28 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $7,958 |
Service code 13 5503 W WATERS AVE SUITE 500 · TAMPA, FL 33634 | Contract Administrator | $7,445 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,939 | $73,102-7.1% | $123,553-45.0% | $56,289+20.7% |
| Participation rate | 79.2% | 74.3%+4.9pp | 82.3%-3.1pp | 69.9%+9.3pp |
| Annual return | -5.85% | 3.01%-8.9pp | 119.21%-125.1pp | -9.96%+4.1pp |
| Employer contribution / active EE | $2,650 | $2,977-11.0% | $4,628-42.7% | $2,111+25.5% |
| Participant deferral / active EE | $7,734 | $5,423+42.6% | $6,426+20.4% | $3,350+130.9% |
| Admin fee / account holder | $365 | $554-34.0% | $9,284-96.1% | $521-29.9% |