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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Service code 27 1 NEW YORK PLAZA 12TH FLOOR · NEW YORK, NY 10004 | Advisory (Plan) | $23,339 |
Filed as: ADVISED ASSET GROUP Service code 28 8515 E ORCHARD RD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $9,754 |
Service code 13 5503 W WATERS AVE SUITE 500 · TAMPA, FL 33634 | Contract Administrator | $8,628 |
Filed as: GREAT-WEST LIFE & ANNUITY INS CO Service code 64 · EIN 84-0467907 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $4,268 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $75,623 | $89,652-15.6% | $141,197-46.4% | $65,186+16.0% |
| Participation rate | 84.5% | 74.7%+9.8pp | 82.5%+2.0pp | 70.2%+14.3pp |
| Annual return | 22.23% | 32.79%-10.6pp | 71.41%-49.2pp | 29.39%-7.2pp |
| Employer contribution / active EE | $3,237 | $3,065+5.6% | $4,736-31.7% | $2,177+48.7% |
| Participant deferral / active EE | $9,061 | $5,691+59.2% | $6,710+35.0% | $3,514+157.8% |
| Admin fee / account holder | $349 | $569-38.6% | $10,265-96.6% | $847-58.8% |