Filed November 2, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Sales loads (f... | $151,224 |
CAPFINANCIAL PARTNERS LLC2 years Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143 | Advisory (Plan) | $64,142 |
CHARLES SCHWAB & CO., INC.8+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $3,595 |
Filed as: VALIC Service code 19 · EIN 74-1625348 | Securities Custodian | $508 |
CHARLES SCHWAB & CO., INC.8+ years Service code 33 | Securities brokerage commissions and ... | $0 |
NATIONAL FINANCIAL SERVICES8+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,914 | $45,000-11.3% | $143,757-72.2% | $77,904-48.8% |
| Participation rate | 84.6% | 66.8%+17.8pp | 80.3%+4.3pp | 73.7%+10.9pp |
| Annual return | -16.87% | 29.03%-45.9pp | -0.04%-16.8pp | 12.21%-29.1pp |
| Employer contribution / active EE | $1,748 | $1,870-6.5% | $4,951-64.7% | $2,848-38.6% |
| Participant deferral / active EE | $2,647 | $3,157-16.1% | $5,637-53.0% | $4,806-44.9% |
| Admin fee / account holder | $95 | $98-3.8% | $14,673-99.4% | $133-28.6% |