Retirement plan

BROOKS REHABILITATION 403(B) RETIREMENT PLAN

Name: GENESIS HEALTH, INC. D/B/A BROOKS REHABILITATION - BROOKS REHABILITATION 403(B) RETIREMENT PLAN (2021) Form 5500
Creator: GENESIS HEALTH, INC. D/B/A BROOKS REHABILITATION
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, BROOKS REHABILITATION 403(B) RETIREMENT PLAN, GENESIS HEALTH, INC. D/B/A BROOKS REHABILITATION

GENESIS HEALTH, INC. D/B/A BROOKS REHABILITATIONEIN 59-2249370Plan #005PY 2021

3599 UNIVERSITY BLVD. SOUTH - JACKSONVILLE, FL 32216904-345-7303

Other plans on this EIN

1 filing

#003Retirement-$14.4M assets

Prospect flagsFailed to transmit contributionsCorrective distributions

Top hat statement on fileNQDC

Filed November 2, 2004 (most recent of 2 filings on file)

This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.

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How to read this page

Total assets (EOY)

$115.5M

+14.3% from 2020

Total participants

2,023

-3.8% from 2020

Average account balance

$57,080

+5.1% from 2020

Annual return

14.57%

-0.98 pp from 2020

Benchmarks

See 1,316 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants1,000-4,999

Cohort1,316 peers

Snapshot2021

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Analytics

Total assets (EOY)

Plan-year ending balance

$123.24M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$59K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

2,096

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

100.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$9.67M

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$9K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+13.91%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$117

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

1 years with F_SCH_H allocation on file

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Service providers

Top 6 by compensation

Provider	Service type	Compensation
TRANSAMERICA RETIREMENT SOLUTIONS7+ years Service code 12 · EIN 13-3689044	Shareholder servicing fees; Recordkee...	$184,841
CAPFINANCIAL PARTNERS LLC1 year Filed as: CAPFINANCIAL PARTNERS, LLC Service code 27 · EIN 26-0058143	Advisory (Plan)	$62,382
CHARLES SCHWAB & CO., INC.7+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782	Securities brokerage commissions and ...	$699
VALIC RETIREMENT SERVICES COMPANY7+ years Filed as: VALIC Service code 19 · EIN 74-1625348	Securities Custodian	$584
CHARLES SCHWAB & CO., INC.7+ years Service code 33	Securities brokerage commissions and ...	$0
NATIONAL FINANCIAL SERVICES7+ years Service code 33 · EIN 04-3523567	Securities brokerage; Securities brok...	$0

Plan features & details

Pension benefit codes2F2G2L2M2R2T3H

Plan features

2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2L
Code section 403(b)(1) arrangement
Plan uses a Code section 403(b)(1) annuity contract as a funding vehicle.
2M
Code section 403(b)(7) accounts
Plan uses Code section 403(b)(7) custodial accounts as a funding vehicle.
2R
Participant-directed brokerage accounts
Participant-directed brokerage accounts provided as an investment option under the plan.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

2 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
ComplianceCorrective distributions
Plan reported corrective distributions (failed ADP/ACP testing).

Expense breakdown

Schedule H Part II

Admin total

$252K

$176 / participant

Investment mgmt$67K26.5%
Other / not subdivided$185K73.5%

% of EOY assets

0.219%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: FORVIS, LLP
Auditor EIN: 440160260
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$57,080

$67,512-15.5%

$185,823-69.3%

$93,030-38.6%

Participation rate

100.0%

67.1%+32.9pp

81.7%+18.3pp

73.9%+26.1pp

Annual return

14.57%

21.04%-6.5pp

122.05%-107.5pp

158.70%-144.1pp

Employer contribution / active EE

$2,614

$1,783+46.6%

$5,167-49.4%

$2,706-3.4%

Participant deferral / active EE

$3,158

$3,035+4.0%

$5,568-43.3%

$4,562-30.8%

Admin fee / account holder

$125

$318-60.7%

$16,237-99.2%

$152-17.7%

Provider

Service type

Compensation

TRANSAMERICA RETIREMENT SOLUTIONS7+ years

Service code 12 · EIN 13-3689044

Shareholder servicing fees; Recordkee...

$184,841

CAPFINANCIAL PARTNERS LLC1 year

Filed as: CAPFINANCIAL PARTNERS, LLC

Service code 27 · EIN 26-0058143

Advisory (Plan)

$62,382

CHARLES SCHWAB & CO., INC.7+ years

Filed as: CHARLES SCHWAB & CO, INC.

Service code 33 · EIN 94-1737782

Securities brokerage commissions and ...

$699

VALIC RETIREMENT SERVICES COMPANY7+ years

Filed as: VALIC

Service code 19 · EIN 74-1625348

Securities Custodian

$584

CHARLES SCHWAB & CO., INC.7+ years

Service code 33

Securities brokerage commissions and ...

NATIONAL FINANCIAL SERVICES7+ years

Service code 33 · EIN 04-3523567

Securities brokerage; Securities brok...

BROOKS REHABILITATION 403(B) RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

BROOKS REHABILITATION 403(B) RETIREMENT PLAN

Top hat statement on fileNQDC

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion