Filed November 2, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Sales loads (front end and deferred);... | $160,975 |
CAPFINANCIAL PARTNERS LLC3 years Service code 27 · EIN 26-0058143 | Advisory (Plan) | $63,369 |
Service code 27 · EIN 38-2340348 | Advisory (Plan) | $5,402 |
CHARLES SCHWAB & CO., INC.5+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $200 |
Filed as: VALIC Service code 19 · EIN 74-1625348 | Securities Custodian | $45 |
CHARLES SCHWAB & CO., INC.5+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,036 | $47,456-0.9% | $172,739-72.8% | $77,787-39.5% |
| Participation rate | 82.6% | 66.3%+16.3pp | 82.6%0pp | 73.2%+9.4pp |
| Annual return | 23.26% | 35.57%-12.3pp | 802.84%-779.6pp | 32.57%-9.3pp |
| Employer contribution / active EE | $1,780 | $1,574+13.1% | $5,143-65.4% | $2,504-28.9% |
| Participant deferral / active EE | $2,307 | $2,560-9.9% | $5,198-55.6% | $3,967-41.9% |
| Admin fee / account holder | $119 | $81+47.5% | $13,954-99.1% | $100+19.2% |