Filed November 2, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Sales loads (f... | $154,222 |
CHARLES SCHWAB & CO., INC.6+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage commissions and ... | $649 |
Filed as: VALIC Service code 19 · EIN 74-1625348 | Securities Custodian | $63 |
CHARLES SCHWAB & CO., INC.6+ years Service code 33 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES6+ years Service code 33 · EIN 04-3523567 | Securities brokerage; Securities brok... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $54,310 | $56,095-3.2% | $178,490-69.6% | $90,288-39.8% |
| Participation rate | 85.3% | 65.6%+19.8pp | 81.9%+3.4pp | 73.4%+12.0pp |
| Annual return | 15.55% | 28.81%-13.3pp | 151.07%-135.5pp | 53.97%-38.4pp |
| Employer contribution / active EE | $1,537 | $1,572-2.2% | $5,011-69.3% | $2,524-39.1% |
| Participant deferral / active EE | $2,554 | $2,669-4.3% | $5,202-50.9% | $4,232-39.7% |
| Admin fee / account holder | $83 | $101-17.6% | $13,984-99.4% | $114-27.3% |