Filed November 2, 2004 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Distribu... | $179,691 |
CAPFINANCIAL PARTNERS LLC2 years Service code 27 · EIN 26-0058143 | Advisory (Plan) | $58,728 |
BKD, LLP2 years Filed as: DIXION HUGHES GOODMAN LLP Service code 10 · EIN 56-0747981 | Accounting | $13,500 |
CHARLES SCHWAB & CO., INC.4+ years Filed as: CHARLES SCHWAB & CO, INC. Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $850 |
Filed as: VALIC Service code 19 · EIN 74-1625348 | Securities Custodian | $60 |
NATIONAL FINANCIAL SERVICES4+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,018 | $45,382-27.2% | $154,107-78.6% | $75,289-56.1% |
| Participation rate | 80.5% | 65.9%+14.6pp | 83.0%-2.6pp | 72.4%+8.0pp |
| Annual return | -5.80% | -0.47%-5.3pp | 735.12%-740.9pp | -0.04%-5.8pp |
| Employer contribution / active EE | $1,929 | $1,533+25.8% | $5,298-63.6% | $2,405-19.8% |
| Participant deferral / active EE | $2,239 | $2,384-6.1% | $5,081-55.9% | $3,739-40.1% |
| Admin fee / account holder | $118 | $89+32.1% | $13,411-99.1% | $102+15.3% |