Filed February 21, 2019
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV INSTITUTIONAL OP CO IN Service code 37 · EIN 04-2647786 | Loan Processing | $1,124,994 |
STRATEGIC ADVISORS, INC.5+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $1,086,766 |
GROOM LAW GROUP5+ years Service code 29 · EIN 52-1219029 | Legal | $291,221 |
RVK, INC.5+ years Filed as: RV KUHNS Service code 16 · EIN 93-0910652 | Consulting | $119,332 |
ADP BROKER-DEALER5+ years Filed as: ADP Service code 15 · EIN 13-3036745 | Recordkeeping | $37,027 |
Service code 27 · EIN 26-0058143 | Advisory (Plan) | $21,862 |
RSM US LLP1 year Service code 10 · EIN 42-0714325 | Accounting | $6,965 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $157,894 | $143,368+10.1% | $87,102+81.3% | $89,609+76.2% |
| Participation rate | 84.5% | 88.2%-3.8pp | 76.9%+7.6pp | 69.6%+14.9pp |
| Annual return | 16.07% | 28.55%-12.5pp | 28.19%-12.1pp | 33.65%-17.6pp |
| Employer contribution / active EE | $5,738 | $4,012+43.0% | $2,521+127.6% | $2,584+122.0% |
| Participant deferral / active EE | $8,628 | $7,129+21.0% | $4,048+113.1% | $4,222+104.4% |
| Admin fee / account holder | $87 | $61+43.8% | $7,493-98.8% | $72+22.1% |