Filed February 21, 2019
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.9+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $1,100,127 |
Filed as: FIDELITY INV INSTITUTIONAL OP CO IN Service code 37 · EIN 04-2647786 | Loan Processing | $745,242 |
GROOM LAW GROUP9+ years Service code 29 · EIN 52-1219029 | Legal | $310,005 |
RVK, INC.9+ years Filed as: RV KUHNS Service code 16 · EIN 93-0910652 | Consulting | $113,665 |
ADP BROKER-DEALER9+ years Filed as: ADP Service code 15 · EIN 13-3036745 | Recordkeeping | $22,882 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $154,299 | $161,802-4.6% | $96,564+59.8% | $96,393+60.1% |
| Participation rate | 97.5% | 92.5%+5.1pp | 76.0%+21.5pp | 71.3%+26.2pp |
| Annual return | 0.53% | 18.41%-17.9pp | 25.89%-25.4pp | 22.88%-22.4pp |
| Employer contribution / active EE | $8,657 | $5,381+60.9% | $2,967+191.8% | $3,239+167.3% |
| Participant deferral / active EE | $12,987 | $8,927+45.5% | $4,852+167.7% | $5,455+138.1% |
| Admin fee / account holder | $83 | $61+36.7% | $8,256-99.0% | $74+12.7% |