Filed February 21, 2019
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV INSTITUTIONAL OP CO IN Service code 37 · EIN 04-2647786 | Loan Processing | $1,199,042 |
STRATEGIC ADVISORS, INC.2+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $538,061 |
GROOM LAW GROUP2+ years Service code 29 · EIN 52-1219029 | Legal | $153,294 |
RVK, INC.2+ years Filed as: RV KUHNS Service code 16 · EIN 93-0910652 | Consulting | $89,052 |
BENZ COMMUNICATIONS2+ years Service code 38 · EIN 20-5115010 | Participant Communication | $58,732 |
ADP BROKER-DEALER2+ years Filed as: ADP Service code 15 · EIN 13-3036745 | Recordkeeping | $35,009 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $123,438 | $126,925-2.7% | $74,184+66.4% | $329,111-62.5% |
| Participation rate | 97.7% | 87.5%+10.2pp | 76.6%+21.1pp | 67.9%+29.9pp |
| Annual return | -17.72% | 10.67%-28.4pp | 17.74%-35.5pp | 16.35%-34.1pp |
| Employer contribution / active EE | $6,166 | $3,536+74.4% | $2,370+160.1% | $2,303+167.7% |
| Participant deferral / active EE | $8,969 | $6,619+35.5% | $3,550+152.7% | $3,682+143.6% |
| Admin fee / account holder | $80 | $64+25.8% | $5,586-98.6% | $754-89.4% |