See peer percentile detail with Solo.
Solo shows the percentile for each metric against plans of the same size and industry. $4.99 for your first month, then $34.99 a month. Cancel any time.
See the 10-year trajectory with Solo.
Solo shows up to ten years of filings for this plan, year over year. $4.99 for your first month, then $34.99 a month. Cancel any time.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY GLOBAL BANKING OPER Service code 27 · EIN 30-8097079 | Advisory (Plan) | $40,529 |
Service code 15 · EIN 13-3689044 | Recordkeeping | $36,448 |
ASCENSUS LLC2 years Filed as: FUTUREPLAN BY ASCENSUS Service code 15 · EIN 82-3719843 | Recordkeeping | $9,058 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,009 | $86,225-4.9% | $146,665-44.1% | $86,799-5.5% |
| Participation rate | 45.3% | 78.0%-32.7pp | 80.1%-34.8pp | 72.3%-27.0pp |
| Annual return | 13.28% | 31.23%-17.9pp | 22.74%-9.5pp | 97.91%-84.6pp |
| Employer contribution / active EE | $1,069 | $2,392-55.3% | $4,136-74.1% | $2,405-55.5% |
| Participant deferral / active EE | $3,239 | $4,245-23.7% | $5,506-41.2% | $4,131-21.6% |
| Admin fee / account holder | $488 | $195+149.8% | $10,280-95.3% | $170+187.7% |